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Research Article | Open Access

Polarization-controlled tri-state optical modulation in Au–ITO heterostructured metasurfaces via plasmon-induced hot electron injection

Zhihao Chen1,§Renxian Gao1,§Yongjun Zhang1,§Yaxin Wang1Jiahong Wen2,5 ( )Wenbin Chen3Xurong Lin4Ming-De Li3 ( )Xiaoyu Zhao1,6 ( )
College of Materials and Environmental Engineering, Hangzhou Dianzi University, Hangzhou 310018, China
College of Electronics and Information, Hangzhou Dianzi University, Hangzhou 310018, China
Guangdong Provincial Key Laboratory of Sensing Physics and System Integration Applications, School of Physics and Optoelectronic Engineering, Guangdong University of Technology, Guangzhou 510006, China
China Circuit Technology (Shantou) Corporation Plant II, Shantou 515065, China
Shangyu Institute of Science and Engineering, Hangzhou Dianzi University, Shaoxing 312000, China
Zhejiang Key Laboratory of Energy Conversion Materials for Advanced Motor, Hangzhou Dianzi University, Hangzhou 310012, China

§ Zhihao Chen, Renxian Gao, and Yongjun Zhang contributed equally to this work.

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Abstract

Metal-semiconductor plasmonic metasurfaces enable precise optical field manipulation at the subwavelength scale; however, most existing designs rely on external fields and exhibit only binary responses, thereby restricting the realization of multistate logic operations. Here, we present an in-situ polarization-controlled approach based on an Au–indium tin oxide (ITO) bilayer nanocrescent with a Schottky heterojunction for achieving polarization-dependent tristate optical modulation. Polarization-selective excitation of distinct localized plasmon modes facilitates directional hot-electron injection across the Au–ITO interface, thereby producing three distinct programmable states—positive, zero, and negative—at a single detection wavelength. This symmetric bilayer design is applicable to other metal-semiconductor composites and offers generalizable design principles for ternary logic, multistate optical encoding, and ultrafast photonic information processing. The proposed concept is validated through both experimental measurements and numerical simulations.

Graphical Abstract

X-polarized excitation produces intense hotspots at the crescent arms that drive directional hot-electron injection into the ITO layer, whereas Y-polarized excitation does not activate an efficient interfacial injection channel. This polarization-controlled interplay between plasmonic field localization and interfacial charge transfer yields tristate optical responses at ~ 730 nm (encoded as −1, 0, and +1), providing a platform for multistate optical modulation and ternary information encoding.

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Nano Research
Article number: 94908336

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Cite this article:
Chen Z, Gao R, Zhang Y, et al. Polarization-controlled tri-state optical modulation in Au–ITO heterostructured metasurfaces via plasmon-induced hot electron injection. Nano Research, 2026, 19(2): 94908336. https://doi.org/10.26599/NR.2026.94908336
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Received: 23 October 2025
Revised: 05 December 2025
Accepted: 11 December 2025
Published: 23 January 2026
© The Author(s) 2026. Published by Tsinghua University Press.

This is an open access article under the terms of the Creative Commons Attribution 4.0 International License (CC BY 4.0, https://creativecommons.org/licenses/by/4.0/).