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Research Article | Open Access | Just Accepted

FPN-RAG: A stratified retrieval-augmented generation framework for evidence-traceable technology hotspot forecasting in optoelectronics

Yao Li1, Zhexu Huang1, Yanhua Luo1( ), Jianxiang Wen1, Yanhua Dong1, Chenbo Mou1, Fufei Pang1, Tingyun Wang1, Zhijia Hu2, John Canning3,4, Ryszard Buczynski5, Gang-Ding Peng6

1 Institute of Fiber Optics, Key Laboratory of Specialty Fiber Optics and Optical Access Networks, Joint International Research Laboratory of Specialty Fiber Optics and Advanced Communication, Shanghai Institute for Advanced Communication and Data Science, School of Communication and Information Engineering, Shanghai University, Shanghai 200444, China.

2 Key Laboratory of Opto-Electronic Information Acquisition and Manipulation, Ministry of Education, School of Physics and Opto-Electronic Engineering, Anhui University, Hefei 230601, China.

3 Laseire Pty Ltd, Sydney, NSW 2006, Australia.

4 Department of Maths and Physics, University of South China, Hengyang 421001, China.

5 Department of Photonics, Institute of Geophysics, Faculty of Physics, University of Warsaw, Warsaw 02-093, Poland.

6 Photonics and Optical Communications, School of Electrical Engineering and Telecommunications, UNSW Sydney, Sydney, NSW 2052, Australia.

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Abstract

Technology hotspots in optoelectronics evolve through coupled changes in materials, device and waveguide structures, fabrication routes, performance metrics and applications. Forecasting them requires evidence linking reported optical principles and structures to recent technical developments and emerging signals because the task is shaped by documented, often incremental, development rather than sudden unrecorded breakthroughs. Most retrieval-augmented generation (RAG) systems retrieve or summarize published knowledge but rarely impose retrospective evidence cutoffs, distinguish foundational from cutting-edge evidence, or require forecasts to specify a technical route, key constraint and application target. Here, we propose feature pyramid network-inspired retrieval-augmented generation (FPN-RAG), a prediction-oriented RAG framework that adapts the feature pyramid principle to scientific literature retrieval. It organizes evidence across time scales and technical functions and redesigns retrieval for optoelectronic hotspot forecasting through stratified, signal-guided evidence construction. FPN-RAG integrates a topic-constrained Web of Science (WOS) offline corpus with Bohrium online supplementary evidence. Candidate pools are characterized by semantic signals, evidence velocity, historical persistence and maturity (SVH/M), and dynamic quotas. Adaptive reranking and core-technology retention construct the final context. In a cutoff-controlled retrospective benchmark with year-specific reference hotspots for hollow-core fiber, perovskite solar cells and optical neural networks, FPN-RAG achieved a hit rate of 93.3% at the 0.6 threshold (HR@0.6), a hit rate of 31.1% at the 0.7 threshold (HR@0.7), and a mean semantic similarity of 0.676, outperforming the best non-FPN baseline for each metric by 4.4%, 11.1% and 0.017, respectively. These results indicate that FPN-RAG provides a training-free retrieval approach that maintains traceable evidence selection while producing better-aligned, structurally explicit forecasts from multisource evidence.

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Cite this article:
Li Y, Huang Z, Luo Y, et al. FPN-RAG: A stratified retrieval-augmented generation framework for evidence-traceable technology hotspot forecasting in optoelectronics. Big Data Mining and Analytics, 2026, https://doi.org/10.26599/BDMA.2026.9020041

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Received: 10 June 2026
Revised: 26 July 2026
Accepted: 12 August 2026
Available online: 30 September 2026

© The Author(s) 2026.

The articles published in this open access journal are distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/).