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Research paper | Publishing Language: Chinese

Theoretical Characterization of Brittle Zone Development in Arbitrarily Arranged Unequal-Circular Double-Holes Tunnels Considering Out-of-plane Principal Stress

Qiao Jiang1Guopeng Hao1Changjiang Xie2Feng Zhang3( )Yanxiang Shang1Zexi Feng2Yijie Qin1Zhongwei Zhao4Yuming Sheng5
Hunan Youxian Pumped Storage Limited Company, Zhuzhou 412315, China
China Water Resources and Hydropower Eighth Engineering Bureau Limited Company, Changsha 410004, China
China Three Gorges Construction Engineering(Group) Limited Corporation, Chengdu 610065, China
College of Harbour, Coastal and Offshore Engineering, Hohai University, Nanjing 210024, China
College of Engineering, Ocean University of China, Qingdao 266100, China
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Abstract

This study investigates the mechanism of out-of-plane principal stress in brittle zone development around asymmetrically arranged double-holes tunnels with unequal diameters. Based on the two-dimensional and three-dimensional Hoek-Brown yield criteria, The radius increment method and numerical iteration were employed to establish the stress model. Parameter relationships were derived based on the conformal mapping extension and the stress continuity characteristics on elastic-brittle interface. Combined with the 2D interpolation and differential evolution methods, a semi-analytical approach was finally established for determining the brittle-plastic zones of two unequal circular tunnels with arbitrary arrangements under the biaxial in-situ stress field. The accuracy of the theoretical solution was validated through comparing with the numerical simulation and the verification of the stress continuity conditions on the elastic-brittle interfaces. Numerical verification showed 95.2% accuracy in plastic zone prediction. Based on the developed solutions, further analysis was conducted on the effects of tunnel arrangement and initial out-of-plane in-situ stress q on the brittle expansion of double-holes tunnels. It is found that the tunnel spacing was found to transform brittle-plastic zone shapes from oval to teardrop patterns, and the out-of-plane stress reduced brittle-plastic zones by approximately 20%. The proposed theoretical model can provide important guidance for the fast prediction of the loosening zones of elastic-brittle-plastic rock surrounding double-holes tunnels and the reinforcement zones for bolts and grouting reinforcement.

CLC number: U455.7 Document code: A Article ID: 1672-5174(2026)08-135-13

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Periodical of Ocean University of China
Pages 135-147

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Cite this article:
Jiang Q, Hao G, Xie C, et al. Theoretical Characterization of Brittle Zone Development in Arbitrarily Arranged Unequal-Circular Double-Holes Tunnels Considering Out-of-plane Principal Stress. Periodical of Ocean University of China, 2026, 56(8): 135-147. https://doi.org/10.16441/j.cnki.hdxb.20250291

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Received: 06 December 2025
Revised: 09 February 2026
Published: 01 August 2026
© Periodical of Ocean University of China