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Background

Generalized height-diameter curves based on a re-parameterized version of the Korf function for Norway spruce (Picea abies (L.) Karst.), Scots pine (Pinus sylvestris L.) and silver birch (Betula pendula Roth) in Norway are presented. The Norwegian National Forest Inventory (NFI) is used as data base for estimating the model parameters. The derived models are developed to enable spatially explicit and site sensitive tree height imputation in forest inventories as well as future tree height predictions in growth and yield scenario simulations.

Methods

Generalized additive mixed models (gamm) are employed to detect and quantify potentially non-linear effects of predictor variables. In doing so the quadratic mean diameter serves as longitudinal covariate since stand age, as measured in the NFI, shows only a weak correlation with a stands developmental status in Norwegian forests. Additionally the models can be locally calibrated by predicting random effects if measured height-diameter pairs are available. Based on the model selection of non-constraint models, shape constraint additive models (scam) were fit to incorporate expert knowledge and intrinsic relationships by enforcing certain effect patterns like monotonicity.

Results

Model comparisons demonstrate that the shape constraints lead to only marginal differences in statistical characteristics but ensure reasonable model predictions. Under constant constraints the developed models predict increasing tree heights with decreasing altitude, increasing soil depth and increasing competition pressure of a tree. A two-dimensional spatially structured effect of UTM-coordinates accounts for the potential effects of large scale spatially correlated covariates, which were not at our disposal. The main result of modelling the spatially structured effect is lower tree height prediction for coastal sites and with increasing latitude. The quadratic mean diameter affects both the level and the slope of the height-diameter curve and both effects are positive.

Conclusions

In this investigation it is assumed that model effects in additive modelling of height-diameter curves which are unfeasible and too wiggly from an expert point of view are a result of quantitatively or qualitatively limited data bases. However, this problem can be regarded not to be specific to our investigation but more general since growth and yield data that are balanced over the whole data range with respect to all combinations of predictor variables are exceptional cases. Hence, scam may provide methodological improvements in several applications by combining the flexibility of additive models with expert knowledge.


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Longitudinal height-diameter curves for Norway spruce, Scots pine and silver birch in Norway based on shape constraint additive regression models

Show Author's information Matthias Schmidt1 ( )Johannes Breidenbach2Rasmus Astrup2
Northwest German Forest Research Institute, Forest Growth, Grätzelstr 2, 37079 Göttingen, Germany
Norwegian Institute for Bioeconomy Research, National Forest Inventory, Postboks 115, 1431 Ås, Norway

Abstract

Background

Generalized height-diameter curves based on a re-parameterized version of the Korf function for Norway spruce (Picea abies (L.) Karst.), Scots pine (Pinus sylvestris L.) and silver birch (Betula pendula Roth) in Norway are presented. The Norwegian National Forest Inventory (NFI) is used as data base for estimating the model parameters. The derived models are developed to enable spatially explicit and site sensitive tree height imputation in forest inventories as well as future tree height predictions in growth and yield scenario simulations.

Methods

Generalized additive mixed models (gamm) are employed to detect and quantify potentially non-linear effects of predictor variables. In doing so the quadratic mean diameter serves as longitudinal covariate since stand age, as measured in the NFI, shows only a weak correlation with a stands developmental status in Norwegian forests. Additionally the models can be locally calibrated by predicting random effects if measured height-diameter pairs are available. Based on the model selection of non-constraint models, shape constraint additive models (scam) were fit to incorporate expert knowledge and intrinsic relationships by enforcing certain effect patterns like monotonicity.

Results

Model comparisons demonstrate that the shape constraints lead to only marginal differences in statistical characteristics but ensure reasonable model predictions. Under constant constraints the developed models predict increasing tree heights with decreasing altitude, increasing soil depth and increasing competition pressure of a tree. A two-dimensional spatially structured effect of UTM-coordinates accounts for the potential effects of large scale spatially correlated covariates, which were not at our disposal. The main result of modelling the spatially structured effect is lower tree height prediction for coastal sites and with increasing latitude. The quadratic mean diameter affects both the level and the slope of the height-diameter curve and both effects are positive.

Conclusions

In this investigation it is assumed that model effects in additive modelling of height-diameter curves which are unfeasible and too wiggly from an expert point of view are a result of quantitatively or qualitatively limited data bases. However, this problem can be regarded not to be specific to our investigation but more general since growth and yield data that are balanced over the whole data range with respect to all combinations of predictor variables are exceptional cases. Hence, scam may provide methodological improvements in several applications by combining the flexibility of additive models with expert knowledge.

Keywords: Scots pine, Height-diameter curve, Norway spruce, Shape constrained additive models, Silver birch, Norwegian national forest inventory

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Publication history

Received: 02 June 2017
Accepted: 20 December 2017
Published: 12 February 2018
Issue date: June 2018

Copyright

© The Author(s) 2018.

Acknowledgements

Acknowledgements

We would like to thank two anonymous reviewers for constructive comments.

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Open Access This article is distributed under the terms of the Creative Commons Attribution 4.0 International License (http://creativecommons.org/licenses/by/4.0/), which permits unrestricted use, distribution, and reproduction in any medium, provided you give appropriate credit to the original author(s) and the source, provide a link to the Creative Commons license, and indicate if changes were made.

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