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Machine learning-based investigation of uplift resistance in special-shaped shield tunnels using numerical finite element modeling

Wengang ZHANG1a,1b,1cWenyu YE1aWeixin SUN1a( )Zhicheng LIU2Zhengchuan LI3
Key Laboratory of New Technology for Construction of Cities in Mountain Area, Ministry of Education, Chongqing University, Chongqing 400045, P. R. China
School of Civil Engineering, Chongqing University, Chongqing 400045, P. R. China
National Joint Engineering Research Center of Geohazards Prevention in the Reservoir Areas, Chongqing University, Chongqing 400045, P. R. China
Guangzhou Metro Group Co., LTD., Guangzhou 510010, P. R. China
CREEC(Chongqing) Survey, Design and Research Co., Ltd., Chongqing 400023, P. R. China
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Abstract

The uplift resistance of the soil overlying shield tunnels significantly impacts their anti-floating stability. However, research on uplift resistance concerning special-shaped shield tunnels is limited. This study combines numerical simulation with machine learning techniques to explore this issue. It presents a summary of special-shaped tunnel geometries and introduces a shape coefficient. Through the finite element software, Plaxis3D, the study simulates six key parameters—shape coefficient, burial depth ratio, tunnel’s longest horizontal length, internal friction angle, cohesion, and soil submerged bulk density—that impact uplift resistance across different conditions. Employing XGBoost and ANN methods, the feature importance of each parameter was analyzed based on the numerical simulation results. The findings demonstrate that a tunnel shape more closely resembling a circle leads to reduced uplift resistance in the overlying soil, whereas other parameters exhibit the contrary effects. Furthermore, the study reveals a diminishing trend in the feature importance of buried depth ratio, internal friction angle, tunnel longest horizontal length, cohesion, soil submerged bulk density, and shape coefficient in influencing uplift resistance.

CLC number: U456.3 Document code: A Article ID: 2096-6717(2026)01-0001-13

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Journal of Civil and Environmental Engineering
Pages 1-13

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Cite this article:
ZHANG W, YE W, SUN W, et al. Machine learning-based investigation of uplift resistance in special-shaped shield tunnels using numerical finite element modeling. Journal of Civil and Environmental Engineering, 2026, 48(1): 1-13. https://doi.org/10.11835/j.issn.2096-6717.2024.024

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Received: 21 February 2024
Published: 01 February 2026
© Journal of Civil and Environmental Engineering