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Original Research | Open Access

Adjoint analysis of PM2.5 and O3 episodes in priority control zones in China

Ruixin Zhanga,bZhihong ChencXueyan Wua,bQiming Liua,bZelin Maia,bZhiyu Zhenga,bYilin ChendShu Taoa,b,eYongtao HufShunliu ZhaogAmir HakamigArmistead G. RussellfHuizhong Shena,b( )
State Key Laboratory of Soil Pollution Control and Safety, Shenzhen Key Laboratory of Precision Measurement and Early Warning Technology for Urban Environmental Health Risks, School of Environmental Science and Engineering, Southern University of Science and Technology, Shenzhen, 518055, China
Coastal Atmosphere and Climate of the Greater Bay Area Observation and Research Station of Guangdong Province, Southern University of Science and Technology, Shenzhen, Guangdong, 518055, China
School of Meteorology, University of Oklahoma, Norman, OK, 73019, USA
School of Urban Planning and Design, Peking University Shenzhen Graduate School, Shenzhen, 518055, China
College of Urban and Environmental Sciences, Peking University, Beijing, 100871, China
School of Civil and Environmental Engineering, Georgia Institute of Technology, Atlanta, GA, 30332, USA
Department of Civil and Environmental Engineering, Carleton University, Ottawa, ON, K1S5B6, Canada
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Abstract

Understanding and mitigating PM2.5 and ozone (O3) pollution remains challenging due to the nonlinear atmospheric chemistry and spatially heterogeneous nature of pollutant emissions. Traditional forward modeling approaches suffer from high computational cost and limited diagnostic resolution to precisely attribute emissions sources at fine spatial, temporal, and chemical scales. Adjoint modeling has emerged as an efficient alternative, enabling high-resolution, multi-pollutant source attribution in a single integrated framework; however, its application to simultaneous PM2.5–O3 pollution episodes is limited, particularly in densely populated regions experiencing complex co-pollutant interactions. Here we apply a newly developed multiphase adjoint of the Community Multiscale Air Quality (CMAQ) model to quantify the emission sensitivities of PM2.5 and O3 concentrations during pollution episodes in major urban agglomerations. Our results indicate that local emissions predominantly drive PM2.5 concentrations, contributing up to 79 μg m−3. In contrast, O3 episodes are largely initiated by regional transport (3.8–7.3 ppbv), surpassing local emission contributions during episode onset. The sensitivity analyses reveal distinct spatial emission signatures and pollutant-specific influences from critical precursors, including volatile organic compounds (VOCs; up to 15.9 ppbv O3, 11.4 μg m−3 PM2.5), nitrogen oxides (NOx; 16.6 ppbv O3, 13.8 μg m−3 PM2.5), and ammonia (NH3; up to 8.7 μg m−3 PM2.5). This study demonstrates the diagnostic strength and predictive capabilities of adjoint modeling in unraveling complex source–receptor relationships. By offering detailed, pollutant-specific emission sensitivity information, our approach provides a robust foundation for precision-driven emission control strategies and improved cross-regional policy coordination, substantially advancing air quality management frameworks.

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Cite this article:
Zhang R, Chen Z, Wu X, et al. Adjoint analysis of PM2.5 and O3 episodes in priority control zones in China. Environmental Science and Ecotechnology, 2025, 27. https://doi.org/10.1016/j.ese.2025.100612

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Received: 08 January 2025
Revised: 07 August 2025
Accepted: 08 August 2025
Published: 01 September 2025
© 2025 The Authors. Chinese Society for Environmental Sciences, Harbin Institute of Technology, Chinese Research Academy of Environmental Sciences.

This is an open access article under the CC BY-NC-ND license (http://creativecommons.org/licenses/by-nc-nd/4.0/).